A 7-vertex tournament whose Sperner capacity exceeds the order of its largest transitive subtournament
For a digraph R on a finite vertex set, w(Rⁿ) is the largest number of words of length n over
the vertices such that every ordered pair of distinct words has a coordinate carrying an arc from
the first to the second, and the capacity is C(R) = lim w(Rⁿ)^{1/n} = sup_n w(Rⁿ)^{1/n}
(Alon, On the capacity of digraphs, European Journal of Combinatorics 19 (1998) 1–5; the Sperner
capacity of Gargano, Körner and Vaccaro is its logarithm). For a tournament T, t(T) is the number
of vertices of its largest transitive subtournament, and t(T) ≤ C(T) always. Conjecture 1.1 of
Alon's paper, attributed there to Körner and Simonyi, reads C(T) = t(T) for every tournament; the
same paper disproves it, by a random construction and by the Paley tournament on 67 vertices, and
asks for the smallest tournament for which the equality fails. The answer is seven.
Let T₇ be the subtournament of the Paley tournament on 23 vertices (x → y iff y − x is a
nonzero square modulo 23) induced on the residues 0, 1, 2, 3, 9, 14, 18. Challenge.lean
states nineteen theorems over nine definitions and Solution.lean proves them,
kernel-only; the table in VERIFICATION.md names each one:
T₇is a tournament witht(T₇) = 4; eighteen listed points ofT₇ × T₇form a transitive clique of its second Sperner power (every earlier point sends an arc to every later one in some coordinate), so by the lift lemma some Sperner power ofT₇has a clique larger than4ⁿ,√18 ≤ C(T₇), andt(T₇) < C(T₇): the equality fails on seven vertices;C(T₇) ≤ 5, by an explicit rank-5 factorization overGF(2)of a matrix with nonzero diagonal and zeros on the arcs (the rank bound);- every tournament on at most six vertices satisfies
C(T) = t(T): for each of the 1, 1, 1, 2, 4, 12, 56 isomorphism classes on 0 to 6 vertices a representative with a rank-tfactorization overGF(2)and a transitivet-chain, and a kernel check that every labelled tournament on at most six vertices is a relabelling of a representative; hence a tournament witht(T) < C(T)has at least seven vertices, and seven is exactly the least order of a counterexample; - the general tools: the lift lemma,
N^{1/k} ≤ C(R)forNsuch points of thek-th power,t(R) ≤ C(R), the rank boundC(R) ≤ rfor any factorization throughFʳ, andC(R) ≤ |V|; - the Paley tournament on 23 vertices has
t = 5and√29 ≤ C, from a 29-point transitive clique of its second Sperner power.
On paper, in note/, with standard-library certificates: the square value 18 is
exact; on seven vertices, 455 of the 456 isomorphism classes have a rank-t matrix over GF(2) and
the exception is T₇, which is therefore the unique smallest counterexample up to isomorphism; every
proper subtournament of T₇ satisfies the equality; √18 ≤ C(T₇) ≤ 5; the Paley tournament on 7
vertices has C = 3. The smallest example previously exhibited has 67 vertices; examples on 27 and
26 vertices follow from Alon's argument over GF(27) with a published value of t, and are
re-verified in the note.
Not claimed: the exact value of C(T₇); in Lean, anything about tournaments on seven or more
vertices other than T₇ and the Paley tournament on 23 vertices (the uniqueness of T₇ and the
exact square value are certificates, not Lean theorems).
As of 2026-10-08 (UTC), no tournament on fewer than 67 vertices whose capacity exceeds its transitive number, no determination of the capacity of every tournament on six vertices, and no statement that the smallest counterexample has seven vertices or is unique, was located in Alon's paper and his survey Graph powers, Körner's 1998 paper, Kiviluoto–Östergård–Vaskelainen's Sperner capacity of small digraphs (which settles every digraph on at most five vertices except eight that are not tournaments), Vaskelainen's thesis, Simonyi's 2006 dissertation, the arXiv literature on Sperner capacity, zbMATH, Google Scholar, the Palomar registry, Hexagon, openai/math or the formal-conjectures repository. The lift lemma and the rank bound are standard in substance (Sali–Simonyi 1999; Kiviluoto–Östergård–Vaskelainen 2009, Theorem 4); what is new is their values on
T₇and the classification of the small tournaments.
Lean v4.35.0-rc2 and Mathlib v4.35.0-rc2 (commit 065356127b1dc0016f66b7283ce0ce2c4055aa55) are
pinned by the committed manifest; there are no GitHub Actions workflows.
python scripts/verify.py --fetch-cache
runs every check (the pins, the source guard, the definition and statement comparisons, the certificates, the build with the axiom audit, the module-resolution check, the elaboration check of the nine definitions against the Challenge, and Palomar's core-notation audit); VERIFICATION.md lists them and their limits. PROOF.md gives the mathematics with the Lean name of every step, DISCLOSURE.md the assistance statement, and note/ the research note (CC BY-SA 4.0) with its certificates.
License: MIT.