Hille-Yosida and BCR Semigroup Theory

A Lean 4 formalization of contraction semigroups (Hille-Yosida), Bernstein's theorem for completely monotone functions, and the BCR Bochner theorem (Theorem 4.1.13) for positive-definite functions on involutive semigroups.

Main Results

Hille-Yosida Resolvent Theorem (fully proved, 0 axioms)

For a contraction semigroup on a Banach space, the resolvent satisfies and .

Bernstein's Theorem (fully proved, 0 axioms)

A completely monotone function on is the Laplace transform of a unique finite positive measure supported on .

BCR Theorem 4.1.13 -- Semigroup Bochner (fully proved, 0 axioms)

Bounded continuous positive-definite functions on are Fourier-Laplace transforms of a unique finite positive measure:

Existence (semigroupGroupBochner): decomposes into spatial Bochner + temporal BCR d=0 + product measure assembly.

Uniqueness (laplaceFourier_unique): finite measures on with equal Laplace-Fourier transforms are equal. Proved via Fourier uniqueness on spatial slices, Laplace uniqueness on temporal slices, and rectangular measure extension.

File Structure

FileContents
StronglyContinuousSemigroup.leanC₀-semigroups, generators, resolvent, Hille-Yosida
BernsteinBasic.leanIsCompletelyMonotone, taylor_integral_remainder
BernsteinMeasures.leanDensity, IBP, kernel, packaging
BernsteinChafai.leanChafai identity, Prokhorov extraction
Bernstein.leanbernstein_theorem
FourierPD.leanFourier PD: pd_quadratic_form_of_measure
BCR_d0.leanBCR 4.1.13 for d=0: semigroup_pd_laplace
BCR_General.leanBCR 4.1.13: semigroupGroupBochner_proof + laplaceFourier_unique
SemigroupGroupExtension.leansemigroupGroupBochner + group extension
SemigroupGroupDefs.leanIsSemigroupGroupPD definition
Future/GenerationTheorem.leanHY converse (Lumer-Phillips)

Axiom Inventory

All main theorems are fully proved with 0 axioms and 0 sorry's — the library is now axiom-free. (Future/GenerationTheorem.lean, the converse Hille–Yosida / Lumer–Phillips direction, holds only scaffolding — the IsDissipative setup — and no longer declares axioms.) The kernel-authoritative audit is in AXIOM_AUDIT.md; generate the live trace with lake env lean audit/axiom_report.lean.

Assurance conventions

This project follows math-commons/formalization-assurance (verification / validation / faithfulness, axiom vetting, formalization.yaml, object contracts). Local settings:

SettingWhere
Project cardformalization.yaml
Axiom auditAXIOM_AUDIT.md0 axioms
Vetting strictnessaudit/vetting/policy.ymlL1
Faithfulness (informal↔formal)audit/FAITHFULNESS.md
Acceptance / characterizationaudit/VALIDATION.md
Object contractsaudit/contracts/known_values cards (resolvent, completelyMonotone)
Kernel axiom reportaudit/axiom_report.lean (generator)
CI assurance gate.github/workflows/assurance.yml → the hub's reusable assure.yml (build + axiom-report-in-sync + sorry-confinement; warn-only at L1)

Machine-gate TODO: commit the golden audit/axiom-report.txt from a build (lake env lean audit/axiom_report.lean > audit/axiom-report.txt) and raise the policy to L2 to enforce.

BCR d=0: Proof Architecture (1503 lines)

The core engine semigroup_pd_laplace in BCR_d0.lean proves that bounded continuous semigroup-PD functions on are Laplace transforms. The proof:

  1. PD to alternating differences: Vandermonde convolution for even order, convexity bootstrap for odd order
  2. Iterated integral bridge: The n-th forward difference equals the n-th iterated integral of the n-th derivative (bypasses Widder IV.12a)
  3. Mollifier trick: Smooth approximation inherits alternating differences, hence is IsCompletelyMonotone
  4. Bernstein to measures: Apply bernstein_theorem to each mollified function
  5. Prokhorov extraction: Uniform mass bound + tightness gives weak limit
  6. Verification: Pointwise convergence + Laplace convergence gives the representation

Application: QFT Reconstruction

This project provides the semigroupGroupBochner theorem needed by OSreconstruction for the E-to-R direction of Osterwalder-Schrader reconstruction. The Fourier-Laplace measure representation connects Euclidean contraction semigroups to Lorentzian unitary groups via analytic continuation.

Dependencies

  • Mathlib (v4.29.0-rc6)
  • BochnerMinlos -- Bochner's theorem for finite-dimensional PD functions

References

  • Berg-Christensen-Ressel, Harmonic Analysis on Semigroups (1984), Theorem 4.1.13
  • Engel-Nagel, One-Parameter Semigroups for Linear Evolution Equations, GTM 194 (2000)
  • Widder, The Laplace Transform (1941), Chapter IV
  • Reed-Simon I-II (1972-1975)

Author

Michael R. Douglas

License

Copyright (c) 2026 Michael R. Douglas. Released under the Apache 2.0 license.